Whitepeak Law advises investment services providers and portfolio management companies on obtaining their AMF authorization and complying with the MiFID II and AIFMD regulatory framework.
Filing and management of PSI authorization applications with the AMF. Qualification of investment services, governance structuring, drafting of the business plan and policies required under MiFID II.
Assistance with AMF authorization for portfolio management companies. Structuring of the AIFM or UCITS file, investment policy, risk management and AIFMD / UCITS compliance.
Management of authorization amendment procedures: activity extension, management changes, significant shareholder modifications. Coordination with the AMF and handling of review processes.
Audit of MiFID II, AIFMD and UCITS compliance frameworks ahead of AMF inspections. Assistance during on-site missions and support in responding to inspection findings.
Confidential first meeting to assess your activities, define your authorization strategy and structure your PSI or SGP file.
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